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Bank Of America Vice President Global Markets Internal Audit 
Australia, New South Wales, Sydney 
983655585

Today

Key Responsibilities:

  • Oversee and execute assigned areas of audit work for Global Markets business in Asia Pacific, providing day to day guidance to teammates.
  • Execute audit strategy for the sound application of risk-based auditing by defining audit scope, audit program, and test procedures.
  • Typically acts as Auditor-in-Charge (AIC) for Global Markets audits. When leading an audit engagement, is responsible for day-to-day coaching, mentoring, and performance feedback. Fosters an inclusive work environment.
  • Oversee assessment and coverage of risks and emerging risks for Australia.
  • Oversees audit testing to ensure timely execution within quality standards and conformance to audit policies and procedures.
  • Assesses issues for impact to business processes (Global Markets (GM) businesses and the relevant control functions), controls and strategies, recommends severity ratings and escalation of broad themes or trends.
  • Drafts quality and timely audit reports and shares results with business leaders.
  • Manages business partner relationships when conducting specific audits; primary engagement is with line management.
  • Candidate will be required to engage with senior management within Audit and the line of business, audit teams and also face off regulators.
  • Exercises critical thinking and judgment to effectively influence management to improve the control environment.

Key Requirements:

  • Minimum of 10-12 years or more of working experience in a Global Markets Audit team covering Front Office trading activities.
  • Excellent analytical skills and strong communication skills to effectively engage with both stakeholders and regulators.
  • In-depth knowledge and Audit execution background of Global Markets business and relevant control functions and strong understanding of local regulatory requirements in Australia.
  • Ability to work in a team environment, focus on high quality execution and lead audit assignments.