Capital One Senior Director Lead AML Advisor Card Business 

United States, New York, New York 

896801221

Key Responsibilities

• Provide risk management consultation to Card and its Executives on conducting risk assessments, identifying and mitigating risk, developing mitigation plans, business initiatives, and other risk management and control activities

• Provide senior management with effective, credible and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management is making informed and appropriate risk decisions, and allocating appropriate attention and resources to risk management

• Influence senior management to drive realization and mitigation of new and emerging risks

• Act as a key liaison and engage actively with the Card business stakeholders and across AML stakeholder groups on key initiatives, projects, changes, program enhancements, prioritization, issues management and escalations

Strong Business Judgment

• Strong business judgment, analytical acumen, and the ability to evaluate complex, multi-dimensional situations and risk characteristics and to formulate appropriate compliance recommendations and advice

• Proven capability to influence and build consensus among peers and senior leadership leveraging sound logic and analysis

• Proven ability to apply effective challenge, lead and influence positive change.

Communication

• Highly developed interpersonal, presentation, and communications skills (both verbal and written)

• Ability to communicate effectively at all levels of the organization, as well as with external parties (such as regulators and consultants)

Basic Qualifications:

• Bachelor’s degree or military experience

• At least 10 years in legal, compliance, risk management or regulatory experience in consumer financial services

• At least 7 years of people management experience

Preferred Qualifications:

• Experience as a financial regulator

• Operational familiarity with card products

• 10+ years of experience as a Risk Manager or Assurance within the financial services or tech industry

• Proficiency with structuring slides and presentations in order to convey risk information

• Advanced degree (Juris Doctor, Master's Degree)

• Certified Anti-Money Laundering Specialist certified (CAMS)

McLean, VA: $234,000 - $267,100 for Sr. Director, Compliance New York, NY: $255,300 - $291,300 for Sr. Director, Compliance Plano, TX: $212,800 - $242,800 for Sr. Director, Compliance Richmond, VA: $212,800 - $242,800 for Sr. Director, ComplianceThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.