Capital One Compliance Privacy Advisor Senior Associate 

United States, Virginia, Richmond 

589230875

Compliance Privacy Advisor, Senior Associate

Responsibilities:

• Assess and document business initiatives that may use or share customer data and determine the need to perform relevant suppression practices

• Under managerial supervision, provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements

• Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

• Advise lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train

• Support lines of business through advice, influence adjustments to the processes, procedures, and controls

• Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary

• Conduct targeted validations on controls over applicable regulations

• Involvement with compliance testing and third party compliance, as directed

• Maintain understanding of Compliance Risk Management Framework and applicable laws and regulations

• Identify trends in data produced by lines of business

• Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

• Actively participate on projects through providing guidance, advise, and effective challenge

• Participate in reporting activities, as directed

Basic Qualifications:

• Associate’s Degree or Military Experience

• At least 1 year of experience in financial services, specifically within accounting, audit, or an analytical disciplined field

Preferred Qualifications:

• Bachelor’s Degree

• 2+ years of experience in privacy compliance, legal, or risk management.

• 2+ years of experience in financial services consumer compliance monitoring, risk, or auditing experience.

• CIPP (Certified International Privacy Professional) or CRCM (Certified Regulatory Compliance Manager) certification

McLean, VA: $94,600 - $107,900 for Compliance Advisory Specialist II Richmond, VA: $86,000 - $98,200 for Compliance Advisory Specialist IIThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.