Capital One Associate Compliance Advisory Specialist 

United States, Virginia, Richmond 

492270808

Associate, Compliance Advisory Specialist I

- Providing supervised input on business regulatory requirements;- Providing support on sanctions compliance projects;
- Supporting senior advisors in providing guidance on controls over regulatory requirements and line of business monitoring of those controls;- Support senior advisors in effective challenge and preparation for various forum interactions
- Work with senior advisors to support lines of business in the application of sanctions compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation- Participate in targeted validations on controls over applicable regulations and sanctions compliance testing
- Develop an understanding of Compliance Risk Management Framework and applicable laws and regulations
- Assist in capturing, maintaining, and analyzing sanctions compliance data
- Participate in development and conducting of training directed to compliance and line of business associates
- Participate in projects through providing support to more senior advisors
- Participate in reporting activities in a support role- High School Diploma, GED or equivalent certification
- At least 1 year of Anti-Money Laundering (AML), or sanctions, or risk management, or international relations, or compliance experience
- Bachelor’s Degree
- 3+ years of experience in Anti-Money Laundering (AML), sanctions, risk management, international relations or compliance experience
- 2+ years of Google Workplace experience

- 1+ years of experience working in payments

- Certified Anti-Money Laundering Specialists (ACAMS) or Certified Global Sanctions Specialist (CGSS) certification

Chicago, IL: $72,800 - $83,100 for Compliance Advisory Specialist I Jericho, NY: $87,400 - $99,700 for Compliance Advisory Specialist I McLean, VA: $80,100 - $91,400 for Compliance Advisory Specialist I New Orleans, LA: $72,800 - $83,100 for Compliance Advisory Specialist I New York, NY: $87,400 - $99,700 for Compliance Advisory Specialist I Plano, TX: $72,800 - $83,100 for Compliance Advisory Specialist I Richmond, VA: $72,800 - $83,100 for Compliance Advisory Specialist I Riverwoods, IL: $72,800 - $83,100 for Compliance Advisory Specialist I Wilmington, DE: $72,800 - $83,100 for Compliance Advisory Specialist IThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.