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Vp Compliance - Trade Surveillance Communications jobs at Td Bank in United States, New York
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49 jobs found
11.06.2025
BOA
Bank Of America VP Quant Strategist - Equity Derivatives United States, New York, New York
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Description:Full job details
Develop expert-level knowledge of Equity Derivatives business and product suites. Gain experience working directly with different traders and solving their daily needs. Enhance existing models and help develop new ones....
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10.06.2025
BOA
Bank Of America VP Account Mgmt Ops Cons United States, New York, New York
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Develop and implement data governance processes and controls for client reference data within core BofA Systems. Run continuous monitoring routines to assess the on-going quality of reference data. Identify data...
09.06.2025
BOA
Bank Of America Compliance Operational Risk Executive United States, New York, New York
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Oversees the assessment of risks, associated controls and their effectiveness, while driving compliance with applicable laws, rules, and regulations and adhering to policies. Oversees engagement in activities which provide independent...
21.05.2025
TB
Td Bank Director Compliance - Conflicts Manager Global Control Room United States, New York, New York
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Lead the identification, assessment, and resolution of potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers...
21.05.2025
TB
Td Bank VP - Finance United States, New York, New York
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Lead level 1 review of regulatory deliverables associated with TDS and review regulatory reports for submission to FRB, US Treasury, BEA, etc. reporting. Manage Governance related tasks/mandate and work closely...
20.05.2025
TB
Td Bank VP Compliance - Trade Surveillance Communications United States, New York, New York
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Consistently exercise discretion in managing correspondence, information and all matters of confidentiality; escalate issues where appropriate. Be knowledgeable of practices and procedures within own area of responsibility and keep abreast...
12.05.2025
BOA
Bank Of America Director Post Trade Product Manager United States, New York, New York
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Description:Full job details
Define Product strategy in close collaboration with Operations leads, Technology and Global Markets leadership. Define detailed design requirements in conjunction with critical support partners. e.g. Technology, Sales & Trading, Compliance,...
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Description:Full job details
Develop expert-level knowledge of Equity Derivatives business and product suites. Gain experience working directly with different traders and solving their daily needs. Enhance existing models and help develop new ones....
These jobs might be a good fit
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