Senior Compliance Officer - Monitoring Testing Td Securities Us jobs at Td Bank in United States, New York
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Td Bank Vice President Compliance - Monitoring & Testing TD Securiti... United States, New York, New York
Develop and design annual and cycle-based Compliance Testing and Monitoring plans. Execute the annual Compliance Testing plan. Determine test scopes, and design and develop effective test strategies and approaches. Prepare...
Coordinates and facilitates high-level executive functions with wide latitude for independent judgment. Schedules appointments and coordinates arrangements for meetings, conferences and travel itineraries. Performs a variety of duties to conserve...
Equity Aggregation: Oversee the TDS Equity Aggregation portfolio within the Global Control Room. Review and update procedures and work with key stakeholders across the different TD Bank entities and systems...
Communicates with programmers to ensure understanding of business processes and requirements of the users. Works with programmers to ensure that the delivered system matches the specified features and functions. Assesses...
End-to-end tax planning across the organization, from initial structuring to implementation. Providing U.S. federal tax advice to partners in both the Wholesale and Retail business segments, including in areas such...
Recognized as top level expert within the company in a customer segment or product/service line with responsibility for identifying and interpreting trends in the market to structure portfolios and get...
Provides technical expertise and guidance to others in a lead capacity and works autonomously. Expert knowledge of the business, the broader organization, technical environment, processes, procedures, tools and other relevant...
Develop and design annual and cycle-based Compliance Testing and Monitoring plans. Execute the annual Compliance Testing plan. Determine test scopes, and design and develop effective test strategies and approaches. Prepare...
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